Caterpillar, Inc.: Greater Disclosure of Material Corporate Diversity, Equity and Inclusion Data

BE IT RESOLVED: Shareholders request that Caterpillar Inc. (“Caterpillar”) publish annually a report, at reasonable expense and excluding proprietary information, assessing the Company's diversity and inclusion efforts. At a minimum the report should include:

the process that the Board follows for assessing the effectiveness of its diversity, equity and inclusion programs,
the Board’s assessment of program effectiveness, as reflected in any goals, metrics, and trends related to its promotion, recruitment, and retention of protected classes of employees.

Social, Social JusticeAs You SowJanuary 1, 2021Diversity, Inclusion, DEI, Gender Diversity, Gender Equity, Racial Equity, Racial Diversity, Caterpillar, Caterpillar Inc.

Caterpillar, Inc.: Climate Change Risks

Resolved: Shareholders request that the Board of Directors issue a report, at reasonable expense and excluding confidential information, disclosing the Company’s climate policies, performance, and improvement targets, if any, responsive to each of the indicators set forth in the Net Zero Benchmark, or any rationale for failure to adopt such metrics.

EnergyAs You SowJanuary 1, 2021Climate Change, GHG Emissions, Climate Change Risks, Caterpillar Inc., Caterpillar